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Defining brokers and advisors


The terms for investment professionals are intermixed all of the time. Investment consultant, wealth manager, financial advisor... what's the difference? Truth is, you won't be able to tell by just a name alone. You'll need to ask the person you are speaking with to define their role and obligation to you. Watch this to find out why this is critical to understanding whether you are getting advice and guidance that is in your best interest!


 
 

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Serene Point Advisors LLC is a registered investment advisor in the States of Oregon and California. The Adviser may not transact business in states where it is not appropriately registered or excluded from registration. Individualized responses to persons that involve either the effecting of transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without registration or exemption.

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